Conduct Risk and the FCA: What's your next move?
This paper provides an overview and, to some extent a prediction, of what life will be like for firms under the supervision of the new Financial Conduct Authority and will consider some of the key components of an effective approach to Conduct Risk.
Whitepaper: Credit Valuation Adjustment Analysis – Implementation Challenges for Financial Institutions
Written by Ioannis Akkizidis
The emergence of adjustments of the credit valuations of volatile credit portfolios has become a sophisticated and essential analysis element for global financial institutions with highly complex functions and processes.
The PRA and FCA regimes for Approved Persons - time is ticking
The UK's new framework for financial regulation came into effect on 1 April when the Prudential Regulation Authority and the Financial Conduct Authority took over from the FSA.
This whitepaper, by Michael Imeson, will look at what this will mean for the Approved Persons regime
Implementing Basel III – are you ready?
For a current snapshot of how global adoption is progressing to date, download “Implementing Basel III – are you ready?”, a new paper by Wolters Kluwer Financial Services.
The Evolution of Regulation: Avoiding Silo²
by Dr Willi Brammertz - Senior Advisor at FRSGlobal
Current financial regulation is largely focused on refining an inherently flawed and doomed system. Flawed, because it is based on limited historical data gathering techniques and analytical capabilities. Doomed, because these limitations no longer exist.
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